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Head of Compliance, Financial Services

Taiwan Permanent View Job Description
Globally Recognised Financial LeaderExcellent Career Growth Prospects
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  • Globally Recognized Financial Leader
  • Excellent Career Growth Prospects

About Our Client

Our client, a globally recognised leading financial institution, is seeking an experienced Head of Compliance to oversee the proactive identification, escalation, and timely mitigation of compliance and operational risks nationwide. Aligned with the Global Compliance strategy, this pivotal role involves managing comprehensive compliance programs and collaborating closely with other Compliance and Operational Risk (COR) officers, including Enterprise and Independent Areas of Coverage, to ensure rigorous oversight of Front Line Unit (FLU) and Control Function (CF) activities. This position offers an exceptional opportunity to drive innovation in a dynamic, global environment committed to excellence in financial services.

Job Description

  • Executes the Compliance and Operational Risk Management Program for entities operating within the country.
  • Maintains a comprehensive regulatory inventory, identifies and assesses changes in laws and regulations, and provides guidance to business leaders while directing COR teams accordingly.
  • Identifies, reports, escalates, and challenges remediation plans. Conducts thematic analysis on issues and control enhancements.
  • Manages associates, promoting an inclusive environment aligned with Diversity & Inclusion goals.
  • Demonstrates deep process knowledge, operational excellence, and innovation, focusing on simplicity, data-driven decisions, and continuous improvement.
  • Manages regulatory inquiries and examinations.

The Successful Applicant

  • MSc or BSc in Business or any related discipline, with a preference for a Banking / Financial Services related experience
  • Proficient in developing compliance strategies that harmonise with business objectives and regulatory mandates
  • Demonstrated expertise in driving organisational change and ensuring robust compliance amidst evolving regulatory environments
  • Proven ability to lead and inspire a team, fostering a culture of compliance and ethical behavior
  • Effective leadership skills and high integrity

What's on Offer

The successful candidate will play a pivotal role in leading compliance efforts for a prominent financial services company.

Contact
Jit Seng Teo
Quote job ref
JN-122023-6265570
Phone number
6012 327 0697

Job summary

Job function
Banking Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Taiwan
Contract Type
Permanent
Consultant name
Jit Seng Teo
Consultant phone
6012 327 0697
Job Reference
JN-122023-6265570

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.